Series 63: The Registration Statement

Taken from our Series 63 Online Guide

The Registration Statement

The registration statement is an important part of the process by which securities are registered with the SEC. Required information includes a description of the issuer’s business and the security being offered, certified financial statements, and u

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Excellent study materials for the Series 63 exam. The practice exams were extremely helpful in my preparation and the exam simulator was a lifesaver as usual in solidifying what I learned (tip: read the answer explanations even if you got the question right). Highly recommend Solomon for the Series 63 exam.

Andrew L.

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Julia Smith, RBC Wealth Management

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Sara Hays, State Farm. Atascadero, CA

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Constantine Valhouli, New York, NY

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Glenn M., Detroit, MI