Series 63: Post-Registration Requirements

Taken from our Series 63 Online Guide

Post-Registration Requirements

There are very few post-registration requirements for investment adviser representatives, aside from the IAR not breaking the law and the IAR’s firm renewing his or her registration in a timely manner. The most likely post-registration requirement would be many states’ requirement to engage in some type of continuing education during each renewal period.

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Since you're reading about Series 63: Post-Registration Requirements, you might also be interested in:

Series 22 - Chapter Four

Series 79 - Exchange-Listed Securities

Series 65 - Quantitative Methods of Analysis

Series 53 - Broker’s Broker Records

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Previously I used another prep company for the Series 63 and did not pass. Second time around I used Solomon and passed! What's more, I felt much more confident from taking the practice exams and working towards a higher and higher probability rate of passing. Thank you Solomon! I'll definitely use you again with any future security exams.

Max Thomas, Finalis / Evalla Advisors LLC. Los Angeles, CA

I failed the 63 three times over the course of four years. I passed the first time after taking your course.

Senica Omernik, Farmers Insurance, Stevens Point, WI

Big thanks to Jeremy Solomon and Solomon Exam Prep w/o whose practice exams & books the Series 79 and Series 63 would be a suicide mission or death by boredom!

Andrew Romans, Los Altos, CA

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Toyin Daranijoh, Primerica, Kalamazoo, MI

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Gary Kilanowski. Scottsdale, AZ

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Idette Campos, Licensed Personal Banker & Small Business Specialist, JP Morgan Chase, Chula Vista, CA