Series 28: Ex-Dates For Securities Transactions

Taken from our Series 28 Online Guide

Ex-Dates for Securities Transactions

Ex-dates can also apply to warrants, rights, and ADRs—any type of security that confers a benefit to its owner on a certain date. For these securities, if a buyer buys a security on or after the ex-date, the buyer will not receive the benefit.

The following rules apply to ex-dividend and ex-warrant dates:

• For dividends and warrants under 25% of the market value

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Ex-Dates For Securities Transactions, you might also be interested in:

Series 65 - 4.1.7.3 Intrinsic Value and Time Value

Series 24 - 2.8.1.1. Required Minimum Net Capital

Series 14 - 9.1.5.3. Public Appearances

Series 66 - Individual Account Features

Series 79 - 1.1.6. Beneficial Ownership Reports of Affiliates: Forms 3, 4, and 5

Series 6 - Chapter 3 Question Answers

Series 7 - 1.2.2.2. Right to Vote on Relevant Matters

Series 24 - 2.3.1. Restrictions on Gifts and Gratuities

Series 51 - Required Disclosures

Series 53 - 6.5.1. Current Yield

Series 7 - 3.2.1.1 Payment of GO Bonds

Series 14 - 10.4. Disclosure in Research Reports

SIE - Money Market Securities

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC

The study material was absolutely perfect. My undergrad degree is in Mechanical Engineering and my graduate degree is in management so no formal finance education and it would not have been possible to pass the Series 79 without the Solomon material. Thanks so much.

Dave Bender, Cascadia Capital, Seattle, WA