Series 28: Designation Of OSJ General Principal

Taken from our Series 28 Online Guide

Designation of OSJ General Principal

Each OSJ is required to designate at least one General Principal to be responsible for the supervision, not only of the activities of the registered representatives and other principals in its own office, but also in any branch office under its jurisdiction. This General Principal must be physically present at the OSJ he supervises on a regular

Since you're reading about Series 28: Designation Of OSJ General Principal, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 28
Please Enable Javascript
to view this content!