Series 28: Non-Branch Locations

Taken from our Series 28 Online Guide

Non-Branch Locations

Unregistered offices, or non-branch locations, include (1) any office location established solely for customer service and/or back office type functions where no sales activities are conducted or (2) an employee’s private residence if:

• Only resident employees who are immediate family members operate there
• The employee does not meet with customers at that location
•

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