Series 28: Continuing Education

Taken from our Series 28 Online Guide

Continuing Education

All registered persons must participate in an annual continuing education (CE) program. This program has two elements: a regulatory element and a firm element. If the CE is not completed annually, the person’s registration will become inactive, and they will not be able to perform any activities that require registration or be compensated for any of those activities until they complete the overdue CE.

The content of the regulatory element is determined by FINRA and is appropriate to the class of registered representative or principal. An individual is responsible for completing the content requirements for each registration category they hold.

The firm element is prepared by the firm for its associated persons. FINRA requires member firms to prepare an annual trai

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Continuing Education, you might also be interested in:

Series 99 - 1.2.3.1 Updating Customer Account Records

Series 82 - Foreign Issuers

Series 24 - Haircuts

Series 6 - 4.2.8.2. Equipment Trust Certificates (ETCs)

Series 82 - Other Account Documentation

Series 24 - Asset-Backed Securities

Series 22 - 2.3. Taxation of Ordinary Income

Series 65 - The Securities Act of 1933

Series 66 - Exercise

Series 6 - 4.2.10. Zero Coupon Bonds

Series 24 - Communications That Do Not Need to be Filed with FINRA

Series 6 - LGIP Operations and Fees

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

I passed the series 22! Solomon's study materials and exams were the key to my preparation. I tried other companies first, and I knew something was off. After taking the FINRA exam, I know I would have failed if not for Solomon. I cannot overstate this. This test was difficult and foreign. Solomon helped me learn everything I needed to pass the series 22. Many thanks!

Jim Scott, AGES . Ocala, FL

Special thanks to Solomon for ensuring I pass the 65! Trust in the material and you will pass. I bought multiple resources and by far, Solomon was the best. Thanks again.

Paige Robino, Fisher Investments, Plano, TX

Solomon adequately prepared me to pass the 52 on my first try. Also, the one time I used the Ask the Professor tool, I received a response promptly. The pre-built study timelines were fantastic, and the ability to access via computer and the iPhone App was crucial. Many thanks to Solomon. I will use you guys again.

Jonathan Bowman Raymond James Ennice, NC