Series 28: Fingerprint Card

Taken from our Series 28 Online Guide

Fingerprint Card

Every officer or employee of a member firm who sells, handles, or processes securities, or who supervises those who do, must be fingerprinted as part of the registration process. Fingerprint cards may be filed electronically or by hard copy obtained through the Gateway Call Center. They must accompany every Form U4.

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

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Nikita Brown, BMI. Atlanta, GA

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