Series 28: Member Filing And Contact Information

Taken from our Series 28 Online Guide

Member Filing and Contact Information

Each member firm must file with FINRA all required regulatory notices or other documents in electronic format. It must identify, review, and update its executive representative designation and contact information.

All required contac

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

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Nikita Brown, BMI. Atlanta, GA

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