Series 28: Securities Ledgers

Taken from our Series 28 Online Guide

Securities Ledgers

Securities records, or stock records, provide information on the owner of every security held by a firm and its physical location, whether held for its own account or the account of a customer. Eac

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

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