Series 28: SIPC Fund Assessments

Taken from our Series 28 Online Guide

SIPC Fund Assessments

The Securities Investor Protection Act authorizes SIPC to impose assessments on its member broker-dealers—i.e., to collect money from them—in order to establish and m

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

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