Series 28: Applicant Appeals

Taken from our Series 28 Online Guide

Applicant Appeals

In cases where an application is denied, an applicant may file a written request for review of FINRA’s decision with the National Adjudicatory Council. If this review is not requested, the FINRA decision will be considered fina

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

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