Series 28: Margin Deficiency

Taken from our Series 28 Online Guide

Margin Deficiency

All transactions made in a single day must be combined to determine whether additional margin is required. Additional margin is required whenever the day’s transactions create or increase a margin deficiency. The amount of additional

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Margin Deficiency, you might also be interested in:

Series 7 - 17.2.1.1 Listing Requirements

Series 79 - Equipment Trust Obligations

Series 50 - Disclosure Requirements

Series 53 - Rule G-1—Municipals Activities in Banks Must Be Done in a Separately Identifiable Department

Series 65 - 5.2.3.1 Cash Flow/Income Statement

Series 50 - Securities Act of 1933

Series 52 - Chapter 8 Practice Question Answers

Series 53 - Municipal Branch Offices

Series 82 - 1.2.1.2.5. Research Reports by Broker-Dealers Not Participating in an Issuer’s Distribution

Series 28 - Collateral Deficiencies for Secured Demand Notes

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I studied for the Series 6 with the STC material and failed the exam. I then was provided with the Solomon material and passed! The Solomon material aligned very nicely with the actual exam which was very helpful. Also, Their customer service is out of this world! The President of the company even helped visa email and phone calls with study recommendations. I am now going to use their study material as I prepare for the Series 63. I LOVE Solomon! Thank you so much for your care, support and guidance. I have also recommended that our company use the Solomon material for all exams.

Valerie Nolan, Cetera, Forest Grove, OR

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL