Series 28: Capital Withdrawals

Taken from our Series 28 Online Guide

Capital Withdrawals

A member firm may not withdraw its equity capital for a period of one year from the date the capital is contributed, unless otherwise permitted by FINRA in writing, although any profits earned may generally be withdrawn.

A carrying or clearing member may not wit

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Nikita Brown, BMI. Atlanta, GA

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Nikita Brown, BMI. Atlanta, GA

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