Series 28: Net Capital And Consolidated Accounts

Taken from our Series 28 Online Guide

Net Capital and Consolidated Accounts

Every broker-dealer in computing its net capital and aggregate indebtedness must consolidate in a single computation assets and liabilities of any subsidiary or affiliate for which it guarantees, endorses, or assumes the obligations or liabilities.

The assets and liabilities of a subsidiary

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

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