Series 50: Liquidity Risk

Taken from our Series 50 Online Guide

Liquidity Risk

This is the risk that investors may have difficulty finding a buyer when they want to sell and may be forced to sell at a discount to market value. Securities with high liquidity risk may be thinly traded for a variety of reasons. In the secondary market for municipal bonds, the securities are typically the most liquid during the period immediately after issuance, after which trading volume quickly trails off.

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I had the Series 50 study guide memorized backwards and forwards, but still found the exam to be extremely difficult. I think the study guide still needs a lot of refining to cover more of the exam content, but I sure as heck wouldn't have passed the exam without it. Found the Solomon study guide to be absolutely necessary, but still in need of considerable improvement.

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