Series 50: Municipal Securities Representative (Series 52)

Taken from our Series 50 Online Guide

Municipal Securities Representative (Series 52)

To conduct municipal securities business, a person must be registered as a Municipal Securities Representative and pass the Series 52 exam. A person who passed the Series 7 (General Securities Representative) exam before November 2011 may also qualify as a Municipal Securities Representative.

The activities of a Municipal Securities Representative include:

  • Underwriting, trading, or sales of municipal securities
  • Financial advisory or consultant services for issuers in

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