Series 50: Exercise

Taken from our Series 50 Online Guide

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Exercise

Answer true or false

1. True or false: The anti-fraud provisions of the Securities Acts apply only to municipal securities sold in the secondary market.
2. True or false: MSRB rules are guidelines that do not have the force and effect of federal law.
3. True or false: Municipal fund securities are exempt from the registration requirements of the Se

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I used the exam prep guide and online tests to study for the Series 50 exam. I relied completely on these study helps to prepare for the exam, which I passed!

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