Exercise
Fill in the blank
- 1. A confirmation for securities that have a _____ or other charge imposed upon redemption should disclose to the customer that they may be required to make such a payment.
- 2. Dealers may not be required to immediately provide a written confirmation to customers for transactions involving _____.
- 3. For transactions involving _____, the confirmation is not required to include information that cannot be confirmed, because it is not yet known, such as the settlement date.
- 4. If a