Series 51: Exercise

Taken from our Series 51 Online Guide

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Exercise

Match the associated person to the appropriate qualifying exam

  1. A. Series 52 exam, or Series 7 exam if taken before November 2011
  2. B. Series 51 exam
  3. C. Series 9/10 exam
  4. D. Series 27 exam
  5. E. Series 53 exam
  6. F. Series 50 exam
  7. 1. _____ Municipal Securities Representative
  8. 2. _____ Municipal Securities Principal
  9. 3. _____ Municipal Fund Securities Limited Principal
  10. 4. _____ Municipal Securities Sales Principal
  11. 5. _____ Municipal Advisor Representative
  12. 6. _____ Financial and Operations Principal
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