Series 51: Municipal Fund Securities Limited Principal (Series 51)

Taken from our Series 51 Online Guide

Municipal Fund Securities Limited Principal (Series 51)

The term “Municipal Fund Securities Limited Principal” means a natural person (other than a Municipal Securities Principal) associated with a broker, dealer, or municipal securities dealer, who has filed with the MSRB and performs the functions of a Municipal Securities Principal, but only as those activities relate to transactions in municipal fund secu

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Solomon Exam Prep Study Materials for the Series 51
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