Municipal Securities Representative (Series 52)
To conduct municipal securities business, a person must be registered as a Municipal Securities Representative and pass the Series 52 exam. A person who passed the Series 7 (General Securities Representative) exam before November 2011 may also qualify as a Municipal Securities Representative.
The business of a Municipal Securities Representative includes:
- • Underwriting, trading, or sales of municipal securities
- • Financial advisory or consultant services for issuers in c