Series 51: Exercise

Taken from our Series 51 Online Guide

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Exercise

Answer true or false

1. True or false: Municipal securities dealers are required to register with either the SEC or MSRB.
2. True or false: Municipal securities dealers are required to pay an annual fee of $100 to the MSRB.
3. True or false: If a broker-dealer ceases to conduct municipal securities transactions, it need not take any further action with the MSRB.
4. True or false: All broker-dealer offices engaged in

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I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

Using Solomon was very helpful. The exam simulator tests were great, but I should have spent a little more time re-reading the chapters. Passed (Series 51) on my first try.

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