Series 51: Exercise

Taken from our Series 51 Online Guide

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Exercise

Answer true or false

1. True or false: Banks that deal exclusively in municipal securities and are registered as municipal securities dealers must be SIPC members.
2. True or false: A court can issue a protective decree when petitioned by SIPC due to an imminent danger to customer assets.
3. True or false: SIPC protects agai

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I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

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Jason Smith, Primerica, Duluth, GA