Series 26: Trading With Foreign Enemies

Taken from our Series 26 Online Guide

Trading with Foreign Enemies

The Office of Foreign Assets Control (OFAC), a part of the Treasury Department, administers and enforces economic sanctions against trading with certain identified enemies of the U.S., as set forth in various lists prepared by OFAC and other agencies. One such list, begun in 1995, is the Specially Designated Nationals (SDN) list, a compilation of individuals and companies owned, controlled, or acting on behalf of targeted governments, such as North Korea, Syria, and Iran. These listed “specially design

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Trading With Foreign Enemies, you might also be interested in:

Series 65 - 5.2.2.1. Retirement

Series 99 - 2.1.4.5.3 Due-Bills and Due-Bill Checks

Series 65 - 10.11.16.3. Look-Back Provision

Series 99 - 1.2.4.1.2 Mutual Fund Prospectus

Series 63 - 1.3.1. Investment Adviser Representative—Definition

Series 79 - 3.5.5. Dividend Discount Model

Series 65 - Loans to and From Clients

Series 66 - 2.4.14.1 Callable Bonds

Series 24 - Chapter Two

Series 65 - Chapter 8 Practice Question Answers

Series 52 - 7.4.2. Policy Tools of the Federal Reserve Board

Series 65 - 9.2.2.1. Damages and Liabilities

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.

Jodee Hempel, Woodmen Financial Services. Omaha, NE

Solomon Exam Prep was the ticket to passing my Series 26 test. I would like to thank you all for your help! I highly recommend your study material for the FINRA exams.

David H. Viar, Farm Bureau Financial Services, West Des Moines, IA

I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26. Understandably this was a pretty tall task, but the Solomon Exam Prep materials made it incredibly easy. I appreciated how well all of the material was laid out for all four tests. I stuck to the study plans that were included in the resources and passed all four tests on the first try. This was a stressful time in my life, but Solomon got me through it! I would highly recommend Solomon to anyone who is looking to become licensed. Part of my new job is managing other licensed individuals and I recently hired two employees who are now required to be licensed. I reached out to Solomon for a demo of their Admin Portal and it is wonderfully comprehensive. It allows me to track my employees progress without having to reach out and be too invasive. Excellent all around!

Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

I was having a tough time with the series 26 material. It had been 10 years since I had last studied for a test. I used other material of some big name companies that did not help me to understand what the test was asking. I purchased the Question bank from Solomon and I truly believe it is one of the reasons I was able to power through the exam. The questions were more challenging then the actual test itself which really helped me when it came to crunch time.

Ryan Schlagenhauf, Prudential, Shelton, CT

I just passed my Series 26, Principal license. Thank you Solomon, the content was great and the exam simulator was the perfect tool to get this passed!

Greg Fierle, American Fidelity. Springboro, OH

I passed the Series 26 exam last Thursday. As a Physician with very limited time to sit and study, I listened to the CDs over and over again as I drove to and from work, and that really helped me. I will be ordering the Series 65 materials soon.

Daniel Asiedu, PFS Investments, Lincoln, RI