Series 26: Settlement Of Investment Company Securities

Taken from our Series 26 Online Guide

Settlement of Investment Company Securities

Member firms that execute investment company transactions for their retail customers must transmit payments to underwriters, investment companies, or their designated agents by the later of:

  • The end of the second business day after receiving a customer’s order
  • The end of one business day after rec

Since you're reading about Series 26: Settlement Of Investment Company Securities, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 26
Please Enable Javascript
to view this content!