Series 26: Institutional Accounts

Taken from our Series 26 Online Guide

Institutional Accounts

As we noted at the beginning of this chapter, institutional accounts are accounts held by:

  • Banks
  • Savings & loan institutions
  • Insurance companies
  • Registered investment companies
  • Registered investment advisers
  • Any individual or business entity with assets in excess of $50 million

Most institutional accounts serve foundations, pension plans, corporations, or local governments. These accounts generally have a fairly limited number of clients and buy and trade in large dollar amounts.

Some institutional accounts serve indi

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