Series 26: Chapter Five: Managing Customer Accounts

Taken from our Series 26 Online Guide

Chapter Five

Managing Customer Accounts

Client accounts come in two broad types, retail accounts and institutional accounts. Retail accounts are accounts that have one beneficial owner. These may include small- to medium-sized corporations, as well as most indivi

+ Read More

More Series 26 Info

What are people saying?

Create an Account

Since you're reading about Series 26: Chapter Five: Managing Customer Accounts, you might also be interested in:

Series 65 - 10.10.5.2 Regulation Best Interest

Series 24 - Restrictions on the Sharing of Accounts with Customers

Series 7 - 3.2.3.3.1 Original Issue Discount Bond

Series 65 - 2.10.1 Callable Bonds

Series 24 - 2.6. Maintaining Books and Records

Series 65 - Conversion Ratios

Series 6 - 5.2.1. Types of Closed-End Funds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Just passed the Series 26! As a new mom, I relied heavily on the Audiobooks and being able to read or test on my iPad whenever I could. The material was accurate and I felt well-prepared after following the suggested study schedule.

Usha Sharma, Transamerica, West Covina, CA

I am so glad I used the Solomon prep information for my series 26. The simulator is awesome and helped me the most in having success in passing exam. I strongly recommend the materials for anyone taking the 26. Thanks Rosie!

Dan Smoot

I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26. Understandably this was a pretty tall task, but the Solomon Exam Prep materials made it incredibly easy. I appreciated how well all of the material was laid out for all four tests. I stuck to the study plans that were included in the resources and passed all four tests on the first try. This was a stressful time in my life, but Solomon got me through it! I would highly recommend Solomon to anyone who is looking to become licensed. Part of my new job is managing other licensed individuals and I recently hired two employees who are now required to be licensed. I reached out to Solomon for a demo of their Admin Portal and it is wonderfully comprehensive. It allows me to track my employees progress without having to reach out and be too invasive. Excellent all around!

Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

Solomon Exam Prep was the ticket to passing my Series 26 test. I would like to thank you all for your help! I highly recommend your study material for the FINRA exams.

David H. Viar, Farm Bureau Financial Services, West Des Moines, IA

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL

I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

Gus Velleco, Allstate, Charleston, SC