Series 26: Appeals

Taken from our Series 26 Online Guide

Appeals

Within 25 days after a decision has been made, a respondent, the Department of Enforcement, or the Department of Market Regulation may file a written notice of appeal with the NAC, which will appoint a subcommittee to hear the appeal. Based on oral arguments, the record on review, and any new evidence that may be entered, the subcommittee will send a re

Since you're reading about Series 26: Appeals, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 26
Please Enable Javascript
to view this content!