Series 26: Delivery Of Prospectus

Delivery of Prospectus

Underwriters or selling group members participating in an offering that has been filed with the SEC must take reasonable steps to:

• • Deliver a copy of the preliminary prospectus to any prospective purchaser at least 48 hours prior to sending a confirmation of sale.
• • Furnish the latest preliminary prospectus to any person who makes a written request for it before the effective date of the registration statement.
• • Comply promptly with the written request of any person for a copy of the final prospectus after the effective date of the registration statement.
• • Deliver the preliminary