Series 26: Retiring Representatives

Taken from our Series 26 Online Guide

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Retiring Representatives

A member firm may continue to pay commissions to a registered representative after his retirement if:

• Commissions are derived from the representative’s customer accounts
• Customers continue to be customers of the firm
• The representative signs a bona fide contract while still registered with the firm

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Since you're reading about Series 26: Retiring Representatives, you might also be interested in:

Series 54 - 1.1. Overview of U.S. Securities Regulation

Series 53 - Life-time Requirement

Series 51 - Pre-dispute Arbitration Agreements

Series 66 - 1035 Exchanges for Variable Life Insurance Contracts

Series 65 - Weak Form Efficient Market Hypothesis

Series 65 - 8.7.4.1. Federal Exclusions from the Definition of Investment Adviser

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