Series 26: Registration Of Investment Company Securities

Taken from our Series 26 Online Guide

Registration of Investment Company Securities

Investment companies register their business with the SEC under the Investment Company Act and their new securities under the Securities Act. A new company may register both itself and its securities at the same time. Either registration is accomplished by sending the same form and most of the same information to the SEC.

Since you're reading about Series 26: Registration Of Investment Company Securities, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 26
Please Enable Javascript
to view this content!