Series 63: EXERCISE

EXERCISE

MATCH EACH STATEMENT BELOW WITH THE CORRECT ACT

1. A. 1933 Act
2. B. 1934 Act
3. 1. _ This Act regulates the primary markets for securities.
4. 2. _ This Act requires the registration of all nonexempt securities.
5. 3. _ This Act regulates secondary markets for securities.
6. 4. _ This Act established the SEC.

7. 5. _ This Act requires broker-dealers to register.
8. 6. _ This Act allows the exchange