Series 24: Registration Requirements

Taken from our Series 24 Online Guide

Registration Requirements

All Market Center Participants must be registered with Nasdaq, which is conditioned on compliance with the following requirements:

  • Execution of applicable agreements with Nasdaq
  • Membership in or access to a clearing agency registered with the SEC, through which trades may be settled
  • Compliance with Nasdaq rules
  • Maintenance of the physical security of the participant’s equipment to prevent the improper use of Nasdaq s

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