Series 65: Market Manipulation

Taken from our Series 65 Online Guide

Market Manipulation

Manipulating market prices through unnecessary trading among agents is also a violation. In this kind of manipulation, agents and/or broker-dealers agree to buy and sell securities to each other at the same price to give the impression that a security has a more active market than it actually does in order to drive up the price of the security. This is called making matched trades.

It is also a violation for a broker-dealer or agent to manipulate the price of a security by sp

Since you're reading about Series 65: Market Manipulation, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!