Series 65: The Registration Statement

Taken from our Series 65 Online Guide

The Registration Statement

As part of the registration process, the issuer of the securities must always disclose a minimum of three things: the amount of the security being issued, the other states in which the security has been registered, and any previous a

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: The Registration Statement, you might also be interested in:

Series 26 - Anti-Intimidation/Coordination

Series 14 - 4.1.1. Calculating a Firm’s Net Capital

Series 66 - 9.5.2 Delay of Disbursements

SIE - 8.4.5. Handling Corporate Actions

Series 82 - Chapter 3 Practice Question Answers

Series 7 - 5.3.3.5 Vertical and Horizontal Spreads

Series 24 - Dividend Payments

Series 53 - Municipal Fund Securities

Series 99 - 2.4.6.1 Electronic Storage Format Requirements

Series 65 - Tax-Free Municipal Anticipation Notes

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I finally passed the Series 65! I’m writing today to send you a very sincere Thank you for all the professional support and emotional guidance you have provided. I was emotionally beat up and almost ready to give in on my endeavor of passing the Series 65 and becoming an Investment Advisor Firm. After becoming unemployed and having a tremendous time focusing on the study material, you provided additional months and material access for no additional Fee! You also mentioned I should be able to teach the material and then I’ll be ready for the exam. By the gracious caring and professional sharing of your wisdom, it provided me to find my path to passing the Series 65! The three items that really helped was to Study like I’m going to teach it, memorizing and learn by over studying, and getting plenty of sleep and rest. Thank you to you, your family, and pro team for all you have done. I am very blessed and humbled to have met you all in this challenging time of my life. Happy Holidays, and Have a Safe and Happy New Year!

Michael Jones. Kansas City, MO

I PASSED. A big thank you to Solomon Exam Prep for breaking down the material for the Series 65 exam into understandable information. I started my exam prep journey with another provider and their material was simply too wordy and full of unnecessary information. I switched to Solomon Exam Prep and the material was easy to follow and I PASSED. Thanks so much for being there for me.

Tammy Gladstone, State Farm Insurance, California, MD

I took the Series 65 Exam and passed with a good score. Thank you for all the materials. I did have to put a lot of study time into it but with hard work, your materials and prayer I passed!

Carla Martinez, GoodFuture, Laguna Beach, CA

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

Passed Series 65 (80%) on first attempt. THANK YOU, Solomon Exam Prep and all of your VERY helpful and courteous staff! Will be back for next two exams.

James M., Fort Lauderdale, FL

Very good material and well planned to help you pass the first time (Series 65). The audio tape structure is easy to listen to along with the reading material. Clear and to the point. Nothing dry about your material. Thank you. Highly recommend.

Carlos Acosta, GoldBox Wealth, San Antonio, TX