Series 65: Order Sizes

Taken from our Series 65 Online Guide

Order Sizes

Orders can be taken in two different kinds of sizes—round lots or odd lots. Round lots are the standard unit size, either 100 shares or some multiple of 100. Odd lots are smaller than 100. It is possible to make an order that is a combination of a round lot and an odd lot, and this is known

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I took the exam three days after we spoke. I had to drive 75 miles to the test center. I finished the exam in a little under two hours and did not want to second guess myself in changing any of my answers. Upon completion of the exam, and subsequent grading I saw a 65 on the screen and I couldn't believe I did so poorly. However, the 65 I saw stood for the Series 65 not my grade and several lines below was my grade which was an 87. Thus I passed with a minimum amount of study looking over your online exam simulator. The questions were very similar to your review questions and I am sure that a candidate who reviews your questions and understands the application will have no problem passing the exam. Thanks for a great product.

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