Series 65: Qualified Employer-Sponsored Plans

Taken from our Series 65 Online Guide

Qualified Employer-Sponsored Plans

A qualified retirement plan is one that satisfies the Internal Revenue Code. That means the provisions in the plan document must satisfy the requirements of the Code and the plan must follow those plan provisions. A qualified plan allows the participant (the employee) and the sponsor (the employer) to make allowed deductio

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Qualified Employer-Sponsored Plans, you might also be interested in:

Series 26 - Other Communications

Series 66 - 3.4. Exchange-Traded Funds (ETFs)

Series 66 - 9.5.1 When Financial Exploitation Is Suspected

Series 7 - 9.4.2.1. Basic Charts and Patterns

Series 7 - 4.1. Calculating Capital Gains and Losses

Series 53 - Book-entry Automated Payment

Series 65 - 7.3.6 Expected Return Using Probability Theory

Series 14 - 8.2.3. Suitability

Series 27 - Other Types of Brokers

Series 53 - Compliance with Bank Secrecy Act: FINRA 3310

Series 53 - 4.2.3.4. Underwriters Submit Information to DTC via NIIDS

Series 14 - 5.1.4. Supervisory System

Series 66 - Section Two

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the series 65 on my first attempt, thanks to the online quizzes & exams! The instant rationale feedback option really helped me think through the concepts. I highly recommend your testing material!

Ashley

I thought the study material from Solomon Exam Prep was great. It helped me focus on the sections where I needed to study the most. I passed with an 81% on my first try for the Series 65 exam. I would definitely use Solomon Exam Prep again if I need to get any more licenses.

Michael, Portland, OR

Thank you Solomon, 87% on the series 65. I thought I was nervous showing up to the exam, but the material was well above par. thanks again

Matt Callahan

I want to thank Solomon Prep for helping me to pass the Series 65.

Nelson Coleman, Saint Louis, MO

I used Solomon to prep for my Series 65 exam. I was extremely impressed with how prepared I was for the actual exam! After reviewing the chapter material and taking 7-10 quizzes for each chapter, I was scoring around a 75 average on the practice exams, I wasn't sure that would be enough to pass. However, on exam day I felt extremely confident with the material, and I passed the 65 on my first attempt with about 45 minutes to spare. Extremely satisfied with how Solomon teaches the material to truly make it stick, and also with the progress statistics that they show you, so you know what to work on. I would 100% recommend it to anyone trying to pass their Series exams!

Landry Mead, Goldman Sachs Ayco Personal Financial Management. Dallas, TX

My third exam passed with Solomon, first the Series 6 and the Series 63, this time the Series 65 - just passed today! Highly recommend for any exam prep you need! Thank you again guys!

Brad Eiden, Nationwide Advisory, Louisville, KY