Series 65: Transfer Rights

Taken from our Series 65 Online Guide

Transfer Rights

Common stockholders also have the right to sell or transfer their shares in the public market at will. Once shares have been issued and purchased in the primary market, they may be freely traded in the secondary market. Here, stocks may be bought and sold at auction on an exchange, such as the New York Stock Exchange, or they may be bought and sold at negotiated prices in the over-the-counter market.

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Transfer Rights, you might also be interested in:

SIE - 10.1.3. North American Securities Administrators Association (NASAA)

Series 7 - 14.1.3. Changes in Account Name or Designation

Series 65 - 10.11.3 Margin and Lending Specific Rules

Series 26 - Reserve Accounts and Account Statements

Series 53 - 4.2.3.5.3. Official Statement Exemption for Certain Limited Offerings

Series 82 - Other Account Documentation

Series 7 - 1.2.2.8. Right to Sue for Wrongful Acts

Series 28 - 18-Month Minimum

Series 65 - 5.1.3.3 Advisory Accounts

Series 66 - 1.2.1.5 Internal Rate of Return (IRR)

Series 6 - 2.1.2. Changes in Account Name or Designation

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Hi Jeremy, I passed! Thanks for all your hard work and support to help me get through the Series 65! I went from scoring a 65 [using a competitor's material] to a 79 percent [with your Exam Prep]. I felt your material covered the exam perfectly. I went out of my way of actually learning instead memorizing. I used the book and the audio book as well as your online test prep. I am glad that is over with! Thanks again, best wishes to you as well.

Bryce Lindley, Sisters, Oregon

Just wanted you to know, I passed the Series 65 exam on the first attempt. Your book was easy and enjoyable to read, all of the important information was very well explained. But I found your online quizzes and exams extremely helpful in getting the material entrenched in my memory. I was very comfortable with the format and wording of the questions on the actual exam after drilling with your online program. Thank you for enabling me to move to the next level of my career.

Robert Rosenbaum, Sarasota, FL

Thanks to you I passed the Series 65 exam on my first try. I appreciated your materials and online test bank.

Jeff

I just passed my Series 65 exam yesterday!! Your study material was awesome! Unfortunately, they only provided pass/fail and no specific grade because I wanted to know how well I did. Thanks so much!

Cheryl Fluker, Members Advisory Group, Williamsville, NY

I passed my series 65 exam on the first attempt! The books and sample questions are always very helpful. I leveraged this course with another program that was offered to me. I did mainly use this one and found the material very helpful. Overall, I would say the test questions that were in the book and online were much more difficult than the exam itself. I do like the crash course piece, but would also love the option of a instructional video which is what the other course offered. I learn not just by readying, but visually as well. The combination of the two were very helpful, but overall I felt the material, especially the sample test questions, were more comprehensive. Thank you for the material.

Ken Kramer

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.