Series 24: Exercise

Taken from our Series 24 Online Guide

Exercise

Match the following terms with the statement that best relates to that term.

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Solomon Exam Prep Study Materials for the Series 24
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Statements

Terms

1. Must be stored for three years

2. Third party that takes on a member’s obligations

3. Obligated to record specific information not displayed on an inter-dealer quotation system

4. A piggybacking firm must not use this if the market maker on wh