Series 24: Transactions Not To Be Reported For Publication Purposes

Taken from our Series 24 Online Guide

Transactions Not to Be Reported for Publication Purposes

Transactions that take place at prices unrelated to the current market (such as gifts and transactions that involve exercising an option) are not required to be reported for publication, though they still must be reported for regulatory transaction fee assessment. These requirements also apply to certain position transfers.

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Transactions Not To Be Reported For Publication Purposes, you might also be interested in:

Series 65 - 2.15.2. Revenue Bonds

Series 79 - Filing a Communication about a Proposed Merger with the SEC (Rule 425)

Series 79 - 14.3.2.2. Confirmation

Series 50 - True Interest Cost

Series 50 - Advantages of the BABs Program

Series 24 - Issuer Tender Offers

Series 24 - Registration and Order Execution

Series 65 - Broker-Dealer Suitability

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Excited to say I passed the Series 24 the first time I sat for the exam. The course material and exam simulator were paramount in my preparation.

Ben Young, Berthel Fisher. Cedar Rapids, IA

I studied for the Series 24 for two and a half months. I thank God for his grace passed on the first attempt. The exam simulator is superb, it's projection of readiness to sit for an exam is spot on. All the feedback I received on how difficult the test was proved to be very helpful. As a result I over studied and followed the recommended study plan step by step which was key. Thanks again Jeremy and team, Solomon exam prep is the best ;)

Nikita Brown, BMI. Atlanta, GA

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

I passed the 24 with the help of the audio, book and test questions. I previously took this test and failed walking away with the thought nothing I studied looked familiar. I also didn't really understand how certain areas functioned... but found the information provided with Solomon worked best for me. The flow charts and extra resources section were extremely helpful in breaking down sections of this "Dry" test. The audio was great to review and the book format was easy to read and concise. I felt almost every question I knew what they were asking and I was able to eliminate one or two questions. Don't waste your money with other sites. Solomon will allow you to pass on the first time. Good luck!

Matthew D., Orange County, CA

Between September 18 and December 3, I took exams for the Series 62, 63, 6 and 24. I studied for everything with Solomon, and passed them all on the first try. Solomon’s interactive/Ask the Professor teaching method was extremely helpful in grasping the necessary concepts. What a relief to be done. Thanks, Karen!

Karen H, Dalkeith Group, High Falls, NY

Passed the 24 today ... fun test.. You have a great product. The material was easy to follow and the practice tests were very, very helpful. Thank you.

Danny Klingler, Kestra Financial, Austin, Texas