Series 24: Regulation M, Rule 105

Taken from our Series 24 Online Guide

Regulation M, Rule 105

Regulation M was enacted to try to deter the unfair manipulation of a security’s price before, during, and after a public offering. Among its rules, Rule 105 tries to curb market manipulation that may artificially lower the value of a follow-on or secondary public offering. The rule prohibits investors from purchasing a security from participants in an offering if

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