Series 24: Regulation M, Rule 105– Short Selling InConnection With A Public Offering

Taken from our Series 24 Online Guide

Regulation M, Rule 105– Short Selling inConnection with a Public Offering

Rule 105 was designed to curb short selling that may artificially lower the value of a public offering. Prior to this rule, investors would sometimes short a security before a follow-on offering betting that the price of the security would drop prior to the public offering due to the issuance of additional shares. These investors would then cover their short position b

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