Series 24: Selling Securities Before The Security Opens For Trading

Taken from our Series 24 Online Guide

Selling Securities Before the Security Opens for Trading

FINRA Rule 6130 prohibits a member or associated person from executing a transaction in an IPO security before the security opens for trading on the exchange. In other words, sales of the security cannot be executed until the security opens for trading.

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Selling Securities Before The Security Opens For Trading, you might also be interested in:

Series 53 - Recordkeeping Maintenance Responsibilities

Series 65 - 3.1.6.1. Mutual Fund Manager Tenure

Series 24 - Net Capital Requirements

Series 52 - 1.4.2. By Taxable Status

Series 24 - Investor Education and Protection

Series 24 - Exemptions for Offshore Transactions: Regulation S

Series 24 - Retail Communications

Series 26 - Blotters

Series 66 - Section Two

Series 27 - Special Memorandum Account

Series 26 - Registration of Investment Companies

Series 51 - Member Supervisory Controls

Series 50 - Transferred Proceeds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Between September 18 and December 3, I took exams for the Series 62, 63, 6 and 24. I studied for everything with Solomon, and passed them all on the first try. Solomon’s interactive/Ask the Professor teaching method was extremely helpful in grasping the necessary concepts. What a relief to be done. Thanks, Karen!

Karen H, Dalkeith Group, High Falls, NY

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, TX

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

I just took the Series 24 and passed with an 80%. I couldn't have done it without the Solomon test simulator.

Joseph Shapiro, Edward Jones Investments, St. Louis, MO

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC

Taking the Series 24 class with Karen Solomon this week helped reinforce the data that I learned, and I passed my exam! The material was thorough and the exam simulator was an excellent tool to test your knowledge. Thank you Karen!

Karen Lessard, Concorde Investment Service Frisco, TX