Series 24: Selling Securities Before The Security Opens For Trading

Taken from our Series 24 Online Guide

Selling Securities Before the Security Opens for Trading

FINRA Rule 6130 prohibits a member or associated person from executing a transaction in an IPO security before the security opens for trading on the exchange. In other words, sales of the security cannot be executed until the security opens for trading.

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Selling Securities Before The Security Opens For Trading, you might also be interested in:

Series 14 - 7.2.1.3.1. Form BD (“BD” = Broker-Dealer)

Series 50 - Net Debt to Assessed Valuation

Series 14 - 9.1.3.1.1. Retail Communications

Series 79 - 1.1.6. Beneficial Ownership Reports of Affiliates: Forms 3, 4, and 5

Series 24 - Third-Party Tender Offers

Series 82 - 1.1.2.1.6. Private Placement Documents

Series 26 - Formal Hearings

Series 79 - Tender Offers by the Issuer

Series 26 - Customer Identification and Verification

Series 51 - Yield to Put

Series 24 - Executing Orders on the Exchange

Series 24 - Safe Harbor for Statements by Issuers

Series 27 - Rehypothecation: An Illustration

Series 63 - Net Capital Requirements

Series 66 - Fraud and the 1933 and 1934 Acts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

Tamaqua Roland, Philadelphia, PA

I tried studying on my own using materials from another vendor, which was super wordy and lengthy. After much frustration, I looked for new study materials and discovered Solomon. It is concise, clear and presented well. The subject area quizzes and practice exams were unlimited and very helpful. Six weeks later I passed the Series 24 with an 85! I would not hesitate to use Solomon again, should the need arise.

Yasmeen M.

As easy and painless as it could ever get (Series 24)!

Francis R., Hong Kong, China

Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC

I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

Diane Pouliot, RBC, Minneapolis, MN

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual