Series 24: Delivery Of A Prospectus For A Follow-on Offering

Taken from our Series 24 Online Guide

Delivery of a Prospectus for a Follow-on Offering

If the securities are currently traded on a National Exchange or on NASDAQ, purchasers of the new securities in the public offering need to be provided a prospectus. Once the securities begin trading in the secondary market, the securities do not need to be sold with a prospectus.

If the securities will be traded on OTCBB or the Pink Sheets, purchasers of the securities need to be provided a prospectus for up to 40 days.

Additionally, broker-dealers selling new issues of non-reporting companies must provide a final prospectus to anyone who requests it for up to 40 days after the public offering.

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Delivery Of A Prospectus For A Follow-on Offering, you might also be interested in:

Series 3 - 7.4.1. Prohibited Activities

Series 24 - Section 17 – Reports and Recordkeeping

Series 6 - 5.1.2.5 Index Funds

Series 65 - 7.3.3 Averaging Returns

Series 65 - Types of Yields

Series 82 - 3.2.5. Real Estate Investment Trusts

Series 26 - Part A: Information Required in a Prospectus

Series 79 - Step Five: Conducting a Sensitivity Analysis

Series 53 - Exercise

Series 63 - Prospectus Delivery Requirements

Series 3 - Chapter 1 Practice Question Answers

Series 53 - Retransmittal Notice

Please Enable Javascript
to view this content!

Site Login

Forgot Password?

Create an Account

TESTIMONIALS

What are people saying?

I watched the videos twice, took notes from them, and took hundreds of practice problems. The test simulator was the best part of the program. I found it helpful that you could go back and look at the questions you missed and use them to help refine what to study. I definitely would recommend the program. Get 85%+ on the practice and you should pass the 24.

Kris Nyden, Seattle, WA

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

I wanted to let you know I passed the exam [Series 24] this morning! The practice exams were invaluable. Thank you for your extra help and suggestions. I have recommended this to two of my co-workers who will be taking the Series 7 this year. I will say, the 24 was worded so tricky. And so much irrelevant info put into the questions. I had to write down pieces of the question to get the gist of what it was asking. Very purposfully confusing. But it's over and I'm thankful for your product. Thx again

Karmen Richards, Multi Financial Securities, Greensboro, NC

Recently passed the Series 24 Exam. I owe it to the Solomon Exam Prep series. The format of study and testing preparation was easy to follow and comprehend. I had taken the exam before and used study material through a different provider. It did not give me the sense of readiness in the "connection of the dots" and time-management like the Solomon series did. Such a relief to see the word PASS.

Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

This is my fourth time using Solomon's exam materials (Series 99, 7, 63, and now the 24)....and I PASSED once again on my first try. Thank you Solomon- your exam question simulator was extremely helpful!

Kim Schmidt, Elmcore Securities, Las Vegas

Jeremy, I just wanted to take a moment to say thank you so much for your wonderful product! Your study guides helped me pass the 7, 66, 24, 52, and 53 all within 2 and a half months. Thank you again!

Christopher Kriak, Compliance Analyst, PNC Investments, Pittsburgh, PA