Series 24: Non-cash Compensation

Taken from our Series 24 Online Guide

Non-cash Compensation

No member firm or associated person is permitted to accept or make payments of any non-cash compensation except under these circumstances:

• gifts do not exceed an amount per person per year fixed by FINRA (currently $100)
• gratuities such as meals or theater tickets are not so frequent or expensive as to raise issues of impropriety
• payments or reimbursements for attending training or educational events have the prior approval of the member firm, the loca

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