Series 24: Prohibition On Guaranteeing Customers Against Loss

Taken from our Series 24 Online Guide

Prohibition on Guaranteeing Customers Against Loss

FINRA prohibits member firms and their associated persons from guaranteeing a customer against loss in connection with any securities transaction or customer account.

FINRA Rule 2150(b)

Since you're reading about Series 24: Prohibition On Guaranteeing Customers Against Loss, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!