Series 24: Non-branch Locations

Taken from our Series 24 Online Guide

Non-branch Locations

Unregistered offices, or non-branch locations, include:

  • any office location established solely for customer service and/or back office type functions where no sales activities are conducted;
  • an employee’s private residence, if:
  • » only resident employees who are immediate family members operate there
  • » the employee does not meet with customers there
  • » neither customer funds nor securities are handled at that location
  • » the loc

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