Series 24: Change Of Ownership Or Control, Material Change In Business Operation

Taken from our Series 24 Online Guide

Change of Ownership or Control, Material Change in Business Operation

The applicant also agrees in the Membership Agreement to provide FINRA with an application for approval at least 30 days in advance of any change in ownership or control, such as a merger with another entity (whether with anothe

Since you're reading about Series 24: Change Of Ownership Or Control, Material Change In Business Operation, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!