Series 24: Restrictive Agreements

Taken from our Series 24 Online Guide

Restrictive Agreements

FINRA may impose Restrictive Agreements on an applicant, which will limit the scope of a member firm’s business activity. Such agreements are employed in those rare instances where FINRA believes that such restrictions will correct an applicant’s failure to meet its admission

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Passed the 24 today ... fun test.. You have a great product. The material was easy to follow and the practice tests were very, very helpful. Thank you.

Danny Klingler, Kestra Financial, Austin, Texas

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