Series 24: New Member Agreement (Form NMA)

Taken from our Series 24 Online Guide

New Member Agreement (Form NMA)

On the NMA, the applicant identifies its ownership and organizational structure (from Form BD), its intended business activities, its settlement and clearing procedures, and its communications and operations systems. The applicant must identify every associated person in the firm, their responsibilities and disciplinary history, as well as all other pe

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Solomon Exam Prep Study Materials for the Series 24
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